The Health Effects Institute
"A Partnership of the U.S. Environmental Protection Agency and Industry"


REQUEST FOR PRELIMINARY APPLICATIONS 98-6

REQUEST FOR PRELIMINARY APPLICATIONS ON THE HEALTH EFFECTS OF AIR POLLUTION

Research Priorities
Objectives
Application Process and Deadlines
Evaluation Process


INTRODUCTION


This RFPA provides a mechanism for investigators whose area of interest falls outside of the current RFA, but is compatible with the HEI research program and mission, to apply for HEI funds. HEI is interested in receiving applications for research on novel and important aspects of the health effects of air pollutants, particularly those derived from motor vehicle emissions.

Preliminary applications will be reviewed periodically by the HEI Research Committee, which then will invite submission of full applications for the most promising suggestions. Full applications will be evaluated by several peer reviewers before consideration by the Research Committee.

Up to $250,000 per year is available for studies funded this year through the preliminary application process. We encourage applications for small studies and pilot studies and suggest limiting the budgets to $70,000 in direct costs per year.


THE HEI RESEARCH PROGRAM AND RESEARCH PRIORITIES


Since 1983, HEI's research program has addressed a broad range of questions about the health effects of air pollutants derived from motor vehicles emissions, including aldehydes, carbon monoxide, diesel particles and associated compounds, methanol, nitrogen oxides, and ozone. Several studies have addressed the effects of exposure to more than one pollutant. HEI's strategic plan, developed in 1994, designates three high priority research areas: air toxics, ambient particles, and oxygenated fuels and additives (such as MTBE). Since then HEI has initiated research programs in all of those areas as well as some research on oxidants.  

The ultimate goal of research funded by HEI is to provide data that can be used in regulatory decisions and in decisions on the use of future technologies and fuels and will provide better information for risk assessment. Sometimes the connection between HEI studies and these decisions is direct, but at other times new methods must be developed or biological mechanisms must be understood before studies of human health effects can be launched. Thus, HEI's research program is comprised of a variety of studies, which in either the near or the long term are important for obtaining better information on the human risks of exposure to pollutants from motor vehicles.

HEI studies have covered a wide range of designs: modeling, experiments with cell cultures, animal studies, controlled human exposure studies, and epidemiologic investigations. There are several cross-cutting issues that the Research Committee would like to emphasize in HEI-funded studies. One of these is to identify and evaluate effects in susceptible groups that may respond at lower levels of exposure than “normal subjects”. Another important focus is to improve methods for understanding mechanisms by which toxic agents cause injury and disease and to measure the actual dose of a pollutant received by tissues, cells, and macromolecules. In all studies, accurate characterization of exposure is important. Studies that address the effects of multiple pollutants are also important in understanding health effects of ambient exposure. Finally, because the ultimate goal of HEI's research is understanding effects in people, human studies and studies to improve extrapolation from animals to humans are an important part of HEI's program.


OBJECTIVES


While we feel that an understanding of HEI's research priorities is important for applicants to the preliminary application process, and would like in most cases to fund studies that are responsive to those, an important goal of this preliminary application process is to provide a means for investigators to suggest new areas of research. Thus, applications will be considered not only on issues raised in the discussion above and in HEI's strategic plan, but also on other issues related to improving our understanding and assessment of the health risks of exposure to motor vehicle emissions and secondary pollutants derived from them and the whole air pollution mixture to which they contribute. Emissions from vehicles using conventional, reformulated, oxygenated, and diesel fuels are of interest.

In general, applications should include studies at concentrations that occur in the environment. Initial experiments using either new techniques or investigating mechanisms of health effects may need to start at pollutant concentrations higher than ambient levels, but will only be considered if there is a real likelihood that the effects studied will be relevant to understanding effects at environmentally relevant concentrations. Although HEI is interested in both in vivo and in vitro methods, for the latter studies it is important to explain the relationship of the assay system to the in vivo situation being modeled. Methods using isolated tissues, cells, or subcellular fractions should be appropriate for the physical characteristics of the inhaled chemicals and the metabolic transformations that may occur in vivo before target tissues are exposed. The respiratory and central nervous systems are clearly important target sites, although other organ systems may also be appropriate for study if a strong rationale links them to possible toxic effects of automotive pollutants.


RFPA 98-6: APPLICATION PROCESS AND DEADLINES

The general preliminary application process consists of two stages. The first stage involves the submission of a preliminary application, which is reviewed by the Research Committee. If the Research Committee expresses interest in the study, then the investigator is asked to prepare a full application.


PRELIMINARY APPLICATION


The preliminary application should contain two elements: a description of the project plan containing an outline of the intended experimental techniques and a rationale for the proposed study indicating its importance in light of current insights and knowledge about vehicle emissions. It is essential that both the scientific questions being addressed and the methodological approach be explained clearly. When critical, the experience of the investigators and the availability of any special equipment and facilities should be mentioned. The preliminary application must be no more than five pages in length.

In addition to the application, a brief curriculum vitae of the principal investigator and co-investigators should be provided. Detailed budgetary information is not desired in the preliminary application, but investigators should indicate the estimated scope of the project in terms of time and money.

Five copies of the preliminary application are needed for our review process.

Deadlines for Preliminary Applications: Preliminary applications may be submitted at any time and will be discussed at the first Research Committee meeting following their receipt at HEI. Investigators planning to submit a preliminary application can call HEI for submission deadlines for consideration of their applications at the next meeting.

Questions regarding preliminary applications should be directed to Dr. Debra Kaden, Senior Scientist, at (617) 876-6700, e-mail dkaden@healtheffects.org or Dr. Jane Warren, Director of Research, at jwarren@healtheffects.org

Please send applications to:


Ms. Beverly Morse
Administrative Assistant
Health Effects Institute
955 Massachusetts Avenue
Cambridge, MA 02139


FULL APPLICATION


Investigators asked to prepare a full application should utilize forms found by clicking here (PDF format, 55 KB) and consult Instructions for completing the application. The deadline for the full application will be agreed upon between the investigator and the HEI staff. Five copies of each full application are needed by HEI for the review process


RFPA 98-6 EVALUATION PROCESS


PRELIMINARY APPLICATION


The HEI Research Committee will evaluate preliminary applications received in response to RFPA 98-6 at its regularly scheduled meetings. In addition to the likelihood of high scientific merit, the preliminary applications will be reviewed in terms of relevance of the proposed research to the scientific problem being investigated and to the current objectives of HEI's research program. Investigators will be informed within one to four months of the submission date whether to submit a full application.


FULL APPLICATIONS


Full applications will be evaluated in a two-stage process. First, scientists selected for their relevant expertise will evaluate the applications according to the following criteria:

The Research Committee will then review full applications with consideration of the reviewers' comments and of the ways the proposed research could improve the understanding of the specific problem under investigation. The Research Committee makes final recommendations regarding funding of studies to the Institute's Board of Directors, which makes the final decision.

 


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