The Health Effects Institute
"A Partnership of the U.S. Environmental Protection Agency and Industry"


APPENDIX A:
Strategic Plan Update — October 1998


HEI Strategic Plan for the Health Effects of Air Pollution (1998–2000)


INTRODUCTION


The Health Effects Institute is an independent, nonprofit corporation chartered in 1980 to provide high-quality, impartial, and relevant scientific information on the health effects of pollutants from motor vehicles and other sources in the environment. Supported jointly by the U.S. Environmental Protection Agency (EPA) and industry, HEI has funded 180 studies, published about 100 Research Reports, and contributed important research findings on the health effects of a variety of air pollutants, including carbon monoxide, methanol, diesel exhaust particles, nitrogen oxides, and ozone. The current research programs focus on air toxics, ambient particles, and oxygenates added to gasoline.

To accomplish its mission, HEI:

HEI's success is dependent on cooperation and communication among its many constituent groups: the sponsors, other public interests, Research and Review Committees, investigators, and staff. HEI's Board of Directors and President consult with these constituents, set the goals of the Institute, and oversee its work. They consider and respond to the diverse views of sponsors on priorities and also take into consideration the views of others in the public and private sectors who have an interest in understanding environmental and health issues, who are important audiences for the results of HEI's work, and without whose acceptance the effectiveness and impact of the Institute would be reduced. The Research Committee works with the Institute's scientific staff to develop and oversee HEI's research program, and the Review Committee, which has no role in selecting or overseeing the studies, works with other scientific staff members to evaluate and interpret the final report from each study. Sometimes ad hoc expert panels are formed to oversee special projects.


BUILDING A STRATEGIC VISION


The HEI Strategic Plan for Vehicle Emissions and Fuels (1994—1998) was developed with ideas and input from a wide range of HEI's sponsors and other constituents, and finalized after a broad-based workshop at the 1994 HEI Annual Conference. Since the plan was issued in August 1994, the process of consulting with sponsors has continued. At the 1995, 1996, and 1997 Annual Conferences, HEI has presented and discussed with conference participants updates of the strategic plan, including accomplishments of the previous year and plans for the coming year, to inform its developing plans. Early drafts of Requests for Applications (RFAs) for research have been circulated to sponsors for input before finalizing them.

The HEI Strategic Plan for Vehicle Emissions and Fuels (1994—1998) described the projected HEI research program and scientific review activities for a five-year period. This Strategic Plan Update reviews HEI's progress and describes future scientific activity. It attempts to anticipate the major questions about the health effects of pollutants and new technologies that are likely to face policymakers and manufacturers. The strategies presented in the plan serve as a guide for HEI in developing detailed annual research and review plans.

HEI's strategic plan reviewed a number of potential areas for research, including the combined effects of pollutants present in the air pollution mixture, the health effects of ozone, and the health effects of new technologies and fuels. Three areas were selected as having the highest current priority:

Since 1994, HEI has selected 60 new studies for funding on these priority topics and also has conducted special reviews on the health effects of diesel exhaust particles and of oxygenates added to gasoline. In addition to specific pollutants of interest, HEI's strategic plan discusses several cross-cutting issues that should be emphasized in all HEI research efforts to which they are relevant. These include identifying sensitive populations, improving extrapolation from high to low exposure levels and among species, and understanding the mechanisms of toxicity.

HEI has long recognized that most air pollutants from motor vehicles are not contributed uniquely by mobile sources but are also emitted by other sources. Thus HEI's research on such pollutants as ambient particles, ozone, and air toxics cannot be considered narrowly as research on motor vehicle emissions. HEI's research program also has recognized that understanding the effects of exposure to each of several individual pollutants does not provide a complete picture of the health effects of these pollutants together in ambient air. HEI has funded some research looking at exposure to more than one pollutant, such as ozone plus acid aerosols, and Mexico City air. The 1996 Strategic Plan Update reflected the broader significance of HEI's research and review activities by designating it the HEI Strategic Plan for the Health Effects of Air Pollution. While emphasizing the broader relevance of its research program, HEI intends to maintain its efforts to study in a timely way pollutants that are specific to motor vehicles, such as particles in exhaust from diesel engines and metal emissions from motor vehicle, and is striving to project further into the future the possible new fuels and technologies for which health effects information will be needed to inform decisions about their future widespread use.


MEETING THE CHALLENGES


An independent research organization faces several critical challenges in designing and implementing a strategic plan. HEI's plan identifies and addresses three key challenges.

Forecasting the Future

As new technologies and fuels for vehicles are considered, HEI would like to generate health effects data that can be used to compare the public health risks from using conventional fuels and technologies with the risks associated with new fuels and technologies. Although a new fuel or technology may reduce some pollutants, it may also increase other pollutants (e.g., adding MTBE to gasoline may decrease carbon monoxide but increase aldehydes), or it may reduce particle mass but alter the size or chemical composition of the particles. In implementing its strategic plan, HEI is trying to work closely with its sponsors to identify and assess emerging technologies and fuels at the earliest possible time.


Informing the Risk Assessment and Regulatory Processes

Although HEI does not perform formal risk assessments of individual pollutants, technologies, or fuels, it must tailor its research and evaluation efforts to inform the broader risk assessment process undertaken by government and industry. HEI has enhanced its efforts to focus on research and review activities that address critical gaps in risk assessment for particular pollutants. For example, HEI's current research program on the air toxics benzene and 1,3-butadiene is seeking new ways to extrapolate health risks determined at higher doses to low doses and from animals to humans. In addition, HEI has provided reports from the NTP/HEI Collaborative Ozone Project and the first phase of the Particle Epidemiology Evaluation Project in time for the results to be incorporated into EPA's criteria documents for ozone and particulate matter, respectively. HEI is making plans for the timing of reports of ongoing and new PM studies to optimize the information that will be contributed in time to be incorporated into the next PM criteria document.


Broadening the Base of Support

Much of HEI's annual budget, over three-fourths of which goes directly to research and related scientific activities, is currently jointly funded by the EPA and manufacturers and marketers of motor vehicles and engines in the United States. In addition to these core sponsors, HEI is also receiving support for some air toxics work from the Chemical Manufacturers Association and from its European counterpart, Conseil Europeen de l'Industrie Chemiqué (CEFIC); for diesel research, from the California Air Resources Board and the Engine Manufacturers Association; and for work on ambient particulate matter, from the European Commission and the American Petroleum Institute. In the past, HEI has received support for special projects from other sources, and has also co-funded studies with the National Institute of Environmental Health Sciences and the Department of Energy. These sources of additional support allow HEI to fund more research than its core budget would allow.

With enhanced financial support from Congress, the U.S. EPA, and industry, HEI is expanding its funding base to support increased research on ambient particles, an area where intensive research is needed to resolve questions about the health effects of particulate matter from motor vehicles, fuels, and other sources, including the characteristics of particles that affect toxicity. This initiative also includes enhancing support from European governments and industries that are addressing many of the same questions. An increased sponsor and funding base will allow HEI to spend a higher proportion of its funds directly on research and related scientific activities.


ACCOMPLISHMENTS IN 1994–1998


This section summarizes the activities that HEI has undertaken since establishing its strategic plan in August 1994.


Research and Review Activities in Priority Areas

HEI has implemented research programs and carried out special review activities in the three high-priority areas designated in the 1994 strategic plan and has continued and completed research on several ozone issues.

Ambient Particles
Diesel Exhaust

An important subset of the work on ambient particles focuses on diesel exhaust. Some of the programs described under the heading Ambient Particles include studies to compare the toxicity of diesel particles with other types of particles, and the epidemiologic studies of ambient exposures of course include diesel particles. In addition, we have undertaken the following:

Air Toxics
Oxygenated Fuels and Additives to Gasoline
Ozone and Other Oxidants

(1) the NTP/HEI Collaborative Ozone Project, in which many investigators evaluated a comprehensive set of biochemical, physiological, and morphological endpoints in the respiratory system of rats after long-term exposure to ozone in conjunction with the National Toxicology Program's ozone carcinogenesis bioassay (13 reports);

(2) studies to develop ozone personal samplers to be used in epidemiologic studies;

(3) studies of the effects of combined or sequential exposure to ozone and acid aerosols in controlled human exposures;

(4) controlled human exposure studies investigating how individual differences in pulmonary function responses to exposure to ozone correlated with inflammatory responses;

(5) a study to improve the function of an instrument that measures ozone uptake in humans performing at different exercise levels; and

(6) Several reports from RFA 91-1, Epidemiologic Studies of the Health Effects of Long-Term Ozone Exposure. These include a study of health effects in children and efforts to develop methods for retrospectively estimating an individual's lifetime exposure to ozone.


LOOKING AHEAD: RESEARCH AND REVIEW ACTIVITIES FOR 1998–2000


At this time, HEI has active research programs on several air toxics, ambient particles, and ethers that are added to gasoline.

The effects of particulate air pollution have emerged as a significant public health issue. As described earlier, HEI has under way research to address important issues about the health effects of particles. In the past year HEI has expanded the scope of its program on particulate air pollution with eighteen new studies addressing critical health effects and exposure issues that were raised in the discussion surrounding the development of a revised National Ambient Air Quality Standard for particulate matter.

In addition to expanding its PM research program, in the past year HEI has:

adding research on exposure to aldehydes

issuing a request for research on metals emitted from motor vehicles in order to address concerns about exposure to metals that may be used as fuel additives to improve engine performance of decrease emissions

HEI's current strategic plan was issued in 1994, and has been updated several time since then. It is now time to again consider broadly the current and developing regulatory and technological issues for which HEI could provide significant scientific input. Over the next year HEI will develop, with input from its sponsors and the scientific community, a new five-year plan. Discussion with sponsors will begin this fall at a sponsors meeting, continue in various settings, and then culminate in discussion of a draft strategic plan at HEI's 1999 Annual Conference in May.

Continuing and New Research and Review Initiatives

Ambient Particles

4 studies to assess personal exposure of “normal” and potentially sensitive groups living in U.S. cities on the east coast, on the west coast, and in Texas, as well as in two European cities;

a field validations study for a new method that will quantify the acid component of ultrafine particulate matter

2 epidemiologic studies that will investigate the association between certain cardiac events (arrhythmias and nonfatal myocardial infarctions) and changes in ambient concentrations of particulate matter;

3 human controlled-exposure studies that will use similar protocols to compare effects of exposure to ultrafine carbon particles and to concentrated ambient particles in New York City and in the Los Angeles area;

8 experimental studies in animals addressing a number of hypotheses about effects causes by particles and their mechanisms, using different end points, animal models and types of particles, including concentrated ambient particles in New York, Boston, and Detroit.

Several of these studies will provide either final reports or interim reports in time to be reviewed and incorporated into the next PM criteria document.

Diesel Exhaust
Air Toxics
Oxygenated Fuels and Additives
Ozone and Other Oxidants
Other Areas of Interest.

 


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